Richard H. Bergman Managing Director, Investment Advisory
350 N. Clark St., Chicago, IL 60654  |  312.595.7288  |

Areas of Focus: Comprehensive Financial Planning and Investment Advisory

Profile:

• Developing and implementing comprehensive wealth management strategies for affluent individuals
• Serving in a fiduciary capacity, managing clients' investment profiles in a manner consistent with their unique objectives, risk tolerance, and overall financial plan
• Planning scope includes retirement planning, saving strategies, education funding, insurance, employee benefits and estate plan consulting
• Works with 75 families and closely-held businesses managing $85 million in client capital
• Certified Financial Planner™ practitioner (CFP^®)
• Accredited Investment Fiduciary^® designee (AIF^®)
• Holds NASD Series 7, 63 and 65 licenses, as well as an Illinois insurance license for life, health and disability and an Illinois real estate license

Education:

• B.S. Finance, University of Illinois, College of Business

Affiliations:

• Jewish United Fund, Financial Services division, Young Professionals committee, co-chair
• Dentist Advisory Network (professional group serving diverse financial needs of dentists), founder and chair