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Fiduciary Technology and Reporting for Broker-Dealers

Power your program with Mesirow Financial FAST®

Mesirow Financial Fiduciary Automation Service Technology (Mesirow Financial FAST®) can help you build and manage your proprietary 3(21) and 3(38) fiduciary services across your recordkeeping partners.

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How we can help

As a leader of 3(21) and 3(38) plan level fiduciary services, we have a deep understanding of what it takes to launch and maintain successful fiduciary services. Through Mesirow Financial FAST, you can leverage the same technology and reporting engine that we use to power our own fiduciary services.

What we offer

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Recordkeeper Connectivity

Leverage our data connectivity with many of the largest recordkeepers. We will ensure your plans meet your service requirements and send trade instructions to your recordkeepers.

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Home Office Monitoring

Track compliance status of retirement plans across your recordkeeping partners through our reporting, delivered directly to you and available to you on our portal.

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Due Diligence

Access to the same due diligence expertise that back our own industry-leading fiduciary services and can rest assured that due diligence is applied consistently for all retirement plans across your recordkeeping partners.

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Customized Reporting Branded for You

All communication will be customized with your branding and delivery requirements, delivered on your behalf to your advisors and retirement plan clients, and made available to your advisors on our portal.

Why Mesirow

Flexibility

Consultative approach customized to meet the needs of your proprietary fiduciary services

Technology

Data connectivity with many of the largest recordkeepers and customized reporting for your advisors and retirement plan clients

Expertise

Expertise implementing complex 3(21) and 3(38) fiduciary services with automated monitoring and compliance features

Support

Dedicated support team that spans across functions - sales, operations, analysis, and technology

Interested in learning more?

 

Advisory services offered by Mesirow Financial Investment Management, Inc., an SEC-Registered Investment Advisor. Securities offered through Mesirow Financial, Inc., member FINRA and SIPC. Advisory Fees are described in Mesirow Financial Investment Management Inc.’s Part 2A of the Form ADV. Mesirow refers to Mesirow Financial Holdings, Inc. and its divisions, subsidiaries and affiliates. The Mesirow name and logo are registered service marks of Mesirow Financial Holdings, Inc.