1. If the plan sponsor and/or any agent to the plan is sued by a third party claiming that Mesirow breached its fiduciary duty, the liability to Mesirow is uncapped and Mesirow will step in and defend the claim.
The specific legal protection offered by Mesirow is governed by the agreement between Mesirow and the plan sponsor. Nothing herein is intended to modify such agreement. Advisory services offered by Mesirow Financial Investment Management, Inc., an SEC-Registered Investment Advisor. Securities offered through Mesirow Financial, Inc., member FINRA and SIPC. Advisory Fees are described in Mesirow Financial Investment Management Inc.’s Part 2A of the Form ADV. Mesirow refers to Mesirow Financial Holdings, Inc. and its divisions, subsidiaries and affiliates. The Mesirow name and logo are registered service marks of Mesirow Financial Holdings, Inc.