Joseph Andre (“Andre”) is a Client Relationship Specialist in Mesirow Wealth Management. He is responsible for day-to-day client service and communications.
Andre has eight years of financial services experience. He joined Mesirow in 2020 as a Branch Supervision Principal for the Wealth Management business. Working closely with the Managing Director, Supervision, he monitored client interactions and ensured compliance with applicable firm policies and regulations. Prior to joining Mesirow, he held the role of Supervision Principal for USBI/US Bank where he focused on the supervision of all sales activities within the Office of Supervisory Jurisdiction (OSJ). Prior to US Bank, Andre worked for Bankers Life Securities as a Supervision Analyst performing supervisory functions including trade review, acceptance of new accounts, monitoring of electronic correspondence, and review of trades for account patterns and trends.
Andre has a Bachelor of Arts in International Relations at Drake University with a focus on Chinese and Russian public policy and Russian linguistics. He holds the following securities registrations: Series 66, 24, 7, 63 and Securities Industry Essentials® (SIE®).