Deputy Chief Compliance Officer
Legal and Compliance
Jamie joined Mesirow in 2022 as Deputy Chief Compliance Officer. Prior to joining hewas Chief Compliance Officer of Aviva Investors North America since 2018. Before that, he spent five years at Institutional Capital LLC as Director of Compliance and seven years at Calamos Investments where, laterally, he became Chief Compliance Officer in 2008. Jamie has more than 20 years of compliance experience with progressively increasing responsibilities overseeing the daily compliance functions pertaining to SEC regulations and standards. Jamie has extensive experience of working withregulatory authorities, including the SEC, FINRA, and the NFA.
Jamie holds a Bachelor of Science (BS) degree in Finance. He holds the Series 7, and 24, licenses. He also holds the Investment Adviser Certified Compliance Professional (IACCP) and Certified Anti-Money Laundering Specialist (CAMS) designation.